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Library/Papers/Designing trust-enabling blockchain systems for the inter-organizational exchange of capacity

Research paper

Designing trust-enabling blockchain systems for the inter-organizational exchange of capacity

The paper derives and validates six design principles for establishing inter-organizational trust in capacity-exchange platforms - signaling of tender information, signaling of identity, authority and fairness, incentive mechanisms, screening functionality and reputation mechanism - instantiates them in an artifact and tests their effect on perceived trust.

Paper
OverviewDSR gridPaper design mapDesign knowledgePublication metadata

01

Overview

Publication metadata and narrative from the current library record.

Authors
Nick Grosse, Frederik Moeller, Thorsten Schoormann, Michael Henke
Year
2024
Venue
Decision Support Systems 179 (2024) 114182
Methodology
Design science research; two design iterations; meta-requirements from literature and interviews; experimental evaluation of perceived trust.
DOI
10.1016/j.dss.2024.114182
Design knowledge
View design knowledge on GitHub
blockchaincapacity-exchangedesign-science-researchinterorganizationalplatformstrusttrust-enabling-capacity-exchange

Summary

The paper derives and validates six design principles for establishing inter-organizational trust in capacity-exchange platforms - signaling of tender information, signaling of identity, authority and fairness, incentive mechanisms, screening functionality and reputation mechanism - instantiates them in an artifact and tests their effect on perceived trust.

Artifact

A blockchain-based capacity-exchange platform instantiating trust-enabling design principles.

Methodology

Design science research; two design iterations; meta-requirements from literature and interviews; experimental evaluation of perceived trust.

02

DSR grid

Six dimensions represented in the current paper record.

01

Problem description

Virtual capacity-exchange platforms are hindered by behavioral uncertainty and a lack of inter-organizational trust among anonymous participants.

02

Input knowledge

Transaction cost economics and agency theory as kernel theories; trust theory (Riegelsberger et al.); mechanisms of signaling, screening, reputation and authority; blockchain.

03

Research process

Design science research over two design iterations: meta-requirements from literature and interviews, instantiation in an artifact, and experimental evaluation of perceived trust.

04

Key concepts

Blockchain, trust, capacity exchange, design principle, experiment, design science.

05

Solution description

A blockchain-based capacity-exchange platform instantiating six trust-enabling design principles. Solution-space representation: Instantiation (prototype) plus experimentally validated design principles (design theory).

06

Output knowledge

19 meta-requirements (Fig. 3), six design principles for establishing inter-organizational trust (tender signaling, identity signaling, authority and fairness, incentives, screening, reputation), 45 figure-explicit MR-to-cooperation-design connectors represented as 53 MR-to-DP edges after expanding the shared DP1/DP2 Signaling target, and 14 design features realizing the principles in a Solidity-based instantiation (Fig. 6).

03

Paper design map

The default semantic design map canonicalizes stored design relationships; Raw links retains the complete technical Markdown-link view.

Design-knowledge map

39 stored concepts / 67 canonical semantic relationships

Concept types
Meta-Requirements
Design Principles
Design Features
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04

Design knowledge

Directly linked concepts, grouped by their represented design-knowledge category.

14 Design Features

design-knowledge/trust-enabling-capacity-exchange-df1-1

DF1.1 - Creating a tender

Creating a tender, a design feature considered under design principle DP1 (Signaling of tender-relevant information) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df1-2

DF1.2 - Distributing information relevant to tender

Distributing information relevant to tender, a design feature considered under design principle DP1 (Signaling of tender-relevant information) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df2-1

DF2.1 - Creating an identity

Creating an identity, a design feature considered under design principle DP2 (Signaling of identity-relevant information) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df2-2

DF2.2 - Distributing information relevant to identity

Distributing information relevant to identity, a design feature considered under design principle DP2 (Signaling of identity-relevant information) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df3-1

DF3.1 - Ensuring authorized access

Ensuring authorized access, a design feature considered under design principle DP3 (Authority and fairness) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df3-2

DF3.2 - Configuring permissions

Configuring permissions, a design feature considered under design principle DP3 (Authority and fairness) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df3-3

DF3.3 - Prevention of fraud

Prevention of fraud, a design feature considered under design principle DP3 (Authority and fairness) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df4-1

DF4.1 - Enforcing rewards and incentive

Enforcing rewards and incentive, a design feature considered under design principle DP4 (Incentive mechanisms) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df4-2

DF4.2 - Ensuring traceability of enforced rewards and incentives

Ensuring traceability of enforced rewards and incentives, a design feature considered under design principle DP4 (Incentive mechanisms) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df5-1

DF5.1 - Permitted access to information relevant to tender

Permitted access to information relevant to tender, a design feature considered under design principle DP5 (Screening functionality) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df5-2

DF5.2 - Permitted access to information relevant to identity

Permitted access to information relevant to identity, a design feature considered under design principle DP5 (Screening functionality) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df5-3

DF5.3 - Permitted access to information relevant to reputation

Permitted access to information relevant to reputation, a design feature considered under design principle DP5 (Screening functionality) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df6-1

DF6.1 - Creating an individual assessment

Creating an individual assessment, a design feature considered under design principle DP6 (Reputation mechanism) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-df6-2

DF6.2 - Distributing information relevant to the assessment

Distributing information relevant to the assessment, a design feature considered under design principle DP6 (Reputation mechanism) in the paper's blockchain-based Solidity instantiation.

capacity-exchangedesign-featureinterorganizationalplatforms+2

6 Design Principles

design-knowledge/trust-enabling-capacity-exchange-dp1

DP1 - Signaling of tender-relevant information

Provide functions for customized creation of tenders and their linkage to a verified identity, revealing them simultaneously and in a distributed manner, to reduce uncertainty from vague specifications and missing identity assignments.

capacity-exchangedesign-principleinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-dp2

DP2 - Signaling of identity-relevant information

Provide functions for decentralized storage, configuration and verification of identities to establish trust in each participant's identity, ensuring transparency and correctness of identity.

capacity-exchangedesign-principleinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-dp3

DP3 - Authority and fairness

Provide functions for creating and decentrally storing contracts and their order-relevant contents, and for monitoring compliance and enforcing sanctions/rewards, providing a transparent data basis and traceable enforcement of countermeasures.

capacity-exchangedesign-principleinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-dp4

DP4 - Incentive mechanisms

Make the value-adding benefits of cooperation and the imminent losses from violations transparent and observable to all participants, motivating them and deterring opportunistic behavior.

capacity-exchangedesign-principleinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-dp5

DP5 - Screening functionality

Provide functions for depositing information, distributed and verified access, validity checking and searching/contacting participants, so that information obtained during retrieval is valid and trustworthy.

capacity-exchangedesign-principleinterorganizationalplatforms+2
design-knowledge/trust-enabling-capacity-exchange-dp6

DP6 - Reputation mechanism

Provide a reputation mechanism that, after the fulfillment stage, allows serious rating of each identity with decentralized collection and transparent processing/distribution of rating data, so participants can trust the reputation data.

capacity-exchangedesign-principleinterorganizationalplatforms+2

19 Meta Requirements

design-knowledge/trust-enabling-capacity-exchange-mr-a1

MR-A1 - Serious rating

Serious rating (dimension: After-Sales).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-a2

MR-A2 - Provision of decision relevant KPIs

Provision of decision relevant KPIs (dimension: After-Sales).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-f1

MR-F1 - Conditions for fulfilling the payment

Conditions for fulfilling the payment (dimension: Fulfilment).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-f2

MR-F2 - Compliance with legal framework conditions

Compliance with legal framework conditions (dimension: Fulfilment).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-i1

MR-I1 - Search functions

Search functions (dimension: Information).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-i2

MR-I2 - Identity management and verification

Identity management and verification (dimension: Information).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-i3

MR-I3 - Services to support the initiation process

Services to support the initiation process (dimension: Information).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-n1

MR-N1 - Possibility for intermediate connection

Possibility for intermediate connection (dimension: Negotiation).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-n2

MR-N2 - Heterogeneity of contracts

Heterogeneity of contracts (dimension: Negotiation).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-n3

MR-N3 - Function for final award of the contract

Function for final award of the contract (dimension: Negotiation).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o1

MR-O1 - Transparency and completeness of collected data relevant to transaction

Transparency and completeness of collected data relevant to transaction (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o2

MR-O2 - Decentralization and Simultaneity

Decentralization and Simultaneity (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o3

MR-O3 - Communication services

Communication services (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o4

MR-O4 - Equality of participants

Equality of participants (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o5

MR-O5 - Interface compatibility and standards

Interface compatibility and standards (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o6

MR-O6 - Depictability of human interaction and role models

Depictability of human interaction and role models (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-o7

MR-O7 - Encryption concepts

Encryption concepts (dimension: Overlapping category).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-s1

MR-S1 - Creation and management of tender

Creation and management of tender (dimension: Specification).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2
design-knowledge/trust-enabling-capacity-exchange-mr-s2

MR-S2 - Cross-domain management

Cross-domain management (dimension: Specification).

capacity-exchangeinterorganizationalmeta-requirementplatforms+2

05

Publication metadata

Additional metadata represented in the current library record.

Show additional metadata+
{
  "type": "paper",
  "title": "Designing trust-enabling blockchain systems for the inter-organizational exchange of capacity",
  "description": "The paper derives and validates six design principles for establishing inter-organizational trust in capacity-exchange platforms - signaling of tender information, signaling of identity, authority and fairness, incentive mechanisms, screening functionality and reputation mechanism - instantiates them in an artifact and tests their effect on perceived trust.",
  "resource": "https://doi.org/10.1016/j.dss.2024.114182",
  "authors": "Nick Grosse, Frederik Moeller, Thorsten Schoormann, Michael Henke",
  "year": 2024,
  "venue": "Decision Support Systems 179 (2024) 114182",
  "methodology": "Design science research; two design iterations; meta-requirements from literature and interviews; experimental evaluation of perceived trust.",
  "dsr_grid": true,
  "dsr_solution_space": "Instantiation (prototype) plus experimentally validated design principles (design theory).",
  "tags": [
    "trust-enabling-capacity-exchange",
    "interorganizational",
    "capacity-exchange",
    "trust",
    "platforms",
    "design-science-research",
    "blockchain"
  ]
}